Book 4: Requirements

5.1 General
A summary of the main requirements relating to biological safety is given below. Each institute, centre, department or group carrying out biological work should make arrangements to:

  1. set up or contact an appropriate committee, group or person to advise on biological safety measures to be taken in accordance with institutional guidance;
  2. appoint a Biological Safety Officer - and deputy, if appropriate;
  3. assess all work involving pathogens and, in the case of genetic modification, prepare a written assessment in accordance with the approved method;
  4. ensure that the laboratory facilities conform to the required containment levels;
  5. ensure the correct maintenance and testing of microbiological safety cabinets;
  6. notify the Safety Officer in advance of the start of work involving Group 3 or 4 pathogens;
  7. notify the Safety Officer before starting work involving genetic modification, certain uses of genetically modified organisms, the intentional release of genetically modified organisms, and any genetic modification work requiring containment level 3 or 4;
  8. report micro-organisms used or intended to be used in the department;
  9. report proposals to use microbiological safety cabinets that are vented to the outside air;
  10. ensure that adequate training, instruction and supervision are provided;
  11. report, on request, details of genetic modification work requiring containment levels 1 and 2.

Work undertaken may be assigned to different hazard groups with various containment requirements and attendant risk assessment. All work must be carried out in a facility with the correct containment level or higher. It is the responsibility of the supervisor or host institution to ensure that this is done. Codes of practice relating to the containment levels should be available. Alternatively, the researcher may refer to various national or international guidelines, such as University of Oxford Guideline S4/92.10

5.2 Biosafety
Four biosafety levels are defined and the required laboratory facilities must be available before the project is initiated. The selection of any given biosafety level depends on the risk assessment of the project.

5.2.1 Biosafety level 1 (BL1)
The standard laboratory practices, safety equipment and facilities appropriate for secondary educational and undergraduate training and teaching are required. Research involving defined and characterised strains of viable infectious agents not known to cause disease in healthy adults or to colonise humans or animals falls into this category.

Requirements: A basic laboratory without safety equipment is adequate. Primary containment must be practised by adhering to standard laboratory practices during open bench operations.

5.2.2 Biosafety level 2 (BL2)
Risk is associated with exposure by ingestion, inoculation or mucous membrane contamination, but not normally by exposure to aerosols.

The standard microbiological practices plus the following are necessary: the wearing of protective gloves and coats when conducting procedures with infective agents; decontamination of all waste; the erection of biohazard signs; control of access. These precautions are applicable in clinical, diagnostic, teaching and other facilities when working with the broad spectrum of indigenous, moderate-risk agents present in the community and associated with human disease of varying severity. Activities with low aerosol potential using such agents may be conducted on the open bench, using good microbiological techniques.

Requirements: A containment laboratory with partial containment equipment (Class I or II biological safety cabinets) must be used to isolate mechanical and manipulative procedures that produce readily detectable aerosols. Sealed rotor centrifuges and an autoclave are required.

BL2 applies to an organism that may cause human disease and be a hazard to laboratory workers, but is unlikely to spread to the community. Laboratory exposure rarely produces infection and effective prophylaxis or effective treatment is usually available.

5.2.3 Biosafety level 3 (BL3)
Aerosol-borne disease is a primary concern at this level, which also implies high risk at low dosage of life-threatening disease.

In addition to BL2 practices, the following are necessary: special laboratory clothing and controlled access. These precautions are appropriate in clinical, diagnostic, teaching, research or production facilities when working with indigenous or exotic agents which may readily cause potentially fatal infections.

Requirements: A containment laboratory with partial or total containment equipment (Class I, II or III biological safety cabinets) must be used to isolate all procedures that may produce aerosols.

This includes the availability of respiratory protective equipment and air-conditioning; HEPA filtered exhaust air; controlled access and training of all users of the facility. Regular monitoring of users is suggested, and a medical consultant should be available for referral. Standard operating procedures (SOP) should be adhered to and there should be ready access to appropriate medical treatment - for example, access to anti-retrovirals in the case of needle-stick injuries when working with HIV-containing material.

BL3 applies to organisms that may cause severe human disease and that present a serious hazard to laboratory workers. It may present a risk of spreading to the community, but there is usually effective prophylaxis or treatment available.

5.2.4 Biosafety level 4 (BL4)
In this case, agents are readily transmissible, they produce very serious and often fatal disease and treatment is limited or unavailable. This category of biocontainment applies to work on parasites or infectious agents such as exotic or eradicated agents whose acquisition and maintenance is entirely proscribed or is authorised only in exceptional circumstances by the authorities in charge of health, agriculture and the environment. Access to such a facility should be severely restricted and closely monitored, and the unit should preferably be structurally independent. The unit must be sealed and airtight.

In addition to BL3 practices, the following are necessary: entrance through a changeroom where street clothing is removed and laboratory clothing donned; shower on exit; all wastes are decontaminated on exit from the facility.

Requirements: A maximum containment laboratory with total containment equipment (Class III biological safety cabinets) or full-body, air-supplied, positive-pressure, personnel suits for all procedures and activities. All effluents, including air, must be decontaminated.

BL4 applies to an organism that causes severe human disease and is a serious hazard to laboratory workers. It may present a high risk of spread to the community and there is usually no effective prophylaxis or treatment.

 

Last updated:
09-Feb-2006

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